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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 90-1124
- --------
- KEITH JACOBSON, PETITIONER v. UNITED STATES
- on writ of certiorari to the united states court of
- appeals for the eighth circuit
- [April 6, 1992]
-
- Justice White delivered the opinion of the Court.
- On September 24, 1987, petitioner Keith Jacobson was
- indicted for violating a provision of the Child Protection Act
- of 1984, Pub. L. 98-292, 98 Stat. 204 (Act), which
- criminalizes the knowing receipt through the mails of a
- ``visual depiction [that] involves the use of a minor engag-
- ing in sexually explicit conduct . . . .'' 18 U. S. C.
- 2252(a)(2)(A). Petitioner defended on the ground that the
- Government entrapped him into committing the crime
- through a series of communications from undercover agents
- that spanned the 26 months preceding
- his arrest. Petitioner was found guilty after a jury trial. The
- Court of Appeals affirmed his conviction, holding that the
- Government had carried its burden of proving beyond
- reasonable doubt that petitioner was predisposed to break
- the law and hence was not entrapped.
- Because the Government overstepped the line between
- setting a trap for the -unwary innocent- and the -unwary
- criminal,- Sherman v. United States, 356 U. S. 369, 372
- (1958), and as a matter of law failed to establish that
- petitioner was independently predisposed to commit the
- crime for which he was arrested, we reverse the Court of
- Appeals' judgment affirming his conviction.
- I
- In February 1984, petitioner, a 56-year-old veteran-
- turned-farmer who supported his elderly father in Nebras-
- ka, ordered two magazines and a brochure from a California
- adult bookstore. The magazines, entitled Bare Boys I and
- Bare Boys II, contained photographs of nude preteen and
- teenage boys. The contents of the magazines startled
- petitioner, who testified that he had expected to receive
- photographs of ``young men 18 years or older.'' Tr. 425. On
- cross-examination, he explained his response to the maga-
- zines:
- -[PROSECUTOR]: [Y]ou were shocked and surprised
- that there were pictures of very young boys without
- clothes on, is that correct?
- -[JACOBSON]: Yes, I was.
- -[PROSECUTOR]: Were you offended?
- . . . . .
- -[JACOBSON]: I was not offended because I thought
- these were a nudist type publication. Many of the
- pictures were out in a rural or outdoor setting. There
- was-I didn't draw any sexual connotation or connec-
- tion with that.- Id., at 463.
- The young men depicted in the magazines were not engaged
- in sexual activity, and petitioner's receipt of the magazines
- was legal under both federal and Nebraska law. Within
- three months, the law with respect to child pornography
- changed; Congress passed the Act illegalizing the receipt
- through the mails of sexually explicit depictions of children.
- In the very month that the new provision became law,
- postal inspectors found petitioner's name on the mailing list
- of the California bookstore that had mailed him Bare Boys
- I and II. There followed over the next 2- years, repeated
- efforts by two Government agencies, through five fictitious
- organizations and a bogus pen pal, to explore petitioner's
- willingness to break the new law by ordering sexually
- explicit photographs of children through the mail.
- The Government began its efforts in January 1985 when
- a postal inspector sent petitioner a letter supposedly from
- the American Hedonist Society, which in fact was a
- fictitious organization. The letter included a membership
- application and stated the Society's doctrine: that members
- had the ``right to read what we desire, the right to discuss
- similar interests with those who share our philosophy, and
- finally that we have the right to seek pleasure without
- restrictions being placed on us by outdated puritan morali-
- ty.'' Record, Government Exhibit 7. Petitioner enrolled in
- the organization and returned a sexual attitude question-
- naire that asked him to rank on a scale of one to four his
- enjoyment of various sexual materials, with one being
- ``really enjoy,'' two being ``enjoy,'' three being ``somewhat
- enjoy,'' and four being ``do not enjoy.'' Petitioner ranked the
- entry ``[p]re-teen sex'' as a two, but indicated that he was
- opposed to pedophilia. Ibid.
- For a time, the Government left petitioner alone. But
- then a new ``prohibited mail specialist'' in the Postal Service
- found petitioner's name in a file, Tr. 328-331, and in May
- 1986, petitioner received a solicitation from a second
- fictitious consumer research company, -Midlands Data Re-
- search,- seeking a response from those who -believe in the
- joys of sex and the complete awareness of those lusty and
- youthful lads and lasses of the neophite [sic] age.- Record,
- Government Exhibit 8. The letter never explained whether
- ``neophite'' referred to minors or young adults. Petitioner
- responded: ``Please feel free to send me more information,
- I am interested in teenage sexuality. Please keep my name
- confidential.'' Ibid.
- Petitioner then heard from yet another Government
- creation, ``Heartland Institute for a New Tomorrow''
- (HINT), which proclaimed that it was ``an organization
- founded to protect and promote sexual freedom and freedom
- of choice. We believe that arbitrarily imposed legislative
- sanctions restricting your sexual freedom should be rescind-
- ed through the legislative process.'' Id., Defendant's Exhibit
- 102. The letter also enclosed a second survey. Petitioner
- indicated that his interest in -[p]reteen sex-homosexual-
- material was above average, but not high. In response to
- another question, petitioner wrote: -Not only sexual
- expression but freedom of the press is under attack. We
- must be ever vigilant to counter attack right wing funda-
- mentalists who are determined to curtail our freedoms.-
- Id., Government Exhibit 9.
- -HINT- replied, portraying itself as a lobbying organiza-
- tion seeking to repeal ``all statutes which regulate sexual
- activities, except those laws which deal with violent
- behavior, such as rape. HINT is also lobbying to eliminate
- any legal definition of `the age of consent'.'' Id., at
- Defendant's Exhibit 113. These lobbying efforts were to be
- funded by sales from a catalog to be published in the future
- ``offering the sale of various items which we believe you will
- find to be both interesting and stimulating.'' Ibid. HINT
- also provided computer matching of group members with
- similar survey responses; and, although petitioner was
- supplied with a list of potential -pen pals,- he did not
- initiate any correspondence.
- Nevertheless, the Government's ``prohibited mail special-
- ist'' began writing to petitioner, using the pseudonym -Carl
- Long.- The letters employed a tactic known as -mirroring,-
- which the inspector described as -reflect[ing] whatever the
- interests are of the person we are writing to.- Tr. 342.
- Petitioner responded at first, indicating that his interest
- was primarily in -male-male items.- Record, Government
- Exhibit 9A. Inspector -Long- wrote back:
- -My interests too are primarily male-male items. Are
- you satisfied with the type of VCR tapes available?
- Personally, I like the amateur stuff better if its [sic]
- well produced as it can get more kinky and also seems
- more real. I think the actors enjoy it more.- Id.,
- Government Exhibit 13.
- Petitioner responded:
- -As far as my likes are concerned, I like good looking
- young guys (in their late teens and early 20's) doing
- their thing together.- Id., Government Exhibit 14.
- Petitioner's letters to -Long- made no reference to child
- pornography. After writing two letters, petitioner discontin-
- ued the correspondence.
- By March 1987, 34 months had passed since the Govern-
- ment obtained petitioner's name from the mailing list of the
- California bookstore, and 26 months had passed since the
- Postal Service had commenced its mailings to petitioner.
- Although petitioner had responded to surveys and letters,
- the Government had no evidence that petitioner had ever
- intentionally possessed or been exposed to child pornogra-
- phy. The Postal Service had not checked petitioner's mail
- to determine whether he was receiving questionable
- mailings from persons-other than the Government-in-
- volved in the child pornography industry. Tr. 348.
- At this point, a second Government agency, the Customs
- Service, included petitioner in its own child pornography
- sting, ``Operation Borderline,'' after receiving his name on
- lists submitted by the Postal Service. Id., at 71-72. Using
- the name of a fictitious Canadian company called ``Produit
- Outaouais,'' the Customs Service mailed petitioner a bro-
- chure advertising photographs of young boys engaging in
- sex. Record, Government Exhibit 22. Petitioner placed an
- order that was never filled. Id., Government Exhibit 24.
- The Postal Service also continued its efforts in the
- Jacobson case, writing to petitioner as the -Far Eastern
- Trading Company Ltd.- The letter began:
- -As many of you know, much hysterical nonsense has
- appeared in the American media concerning `por-
- nography' and what must be done to stop it from
- coming across your borders. This brief letter does not
- allow us to give much comments; however, why is your
- government spending millions of dollars to exercise
- international censorship while tons of drugs, which
- makes yours the world's most crime ridden country are
- passed through easily.- Id., Government Exhibit 1.
- The letter went on to say:
- ``[W]e have devised a method of getting these to you
- without prying eyes of U.S. Customs seizing your
- mail. . . . After consultations with American solicitors,
- we have been advised that once we have posted our
- material through your system, it cannot be opened for
- any inspection without authorization of a judge.'' Ibid.
- The letter invited petitioner to send for more information.
- It also asked petitioner to sign an affirmation that he was
- ``not a law enforcement officer or agent of the U.S. Govern-
- ment acting in an undercover capacity for the purpose of
- entrapping Far Eastern Trading Company, its agents or
- customers.'' Petitioner responded. Ibid. A catalogue was
- sent, id., Government Exhibit 2, and petitioner ordered
- Boys Who Love Boys, id., Government Exhibit 3, a porno-
- graphic magazine depicting young boys engaged in various
- sexual activities. Petitioner was arrested after a controlled
- delivery of a photocopy of the magazine.
- When petitioner was asked at trial why he placed such an
- order, he explained that the Government had succeeded in
- piquing his curiosity:
- -Well, the statement was made of all the trouble and
- the hysteria over pornography and I wanted to see
- what the material was. It didn't describe the-I didn't
- know for sure what kind of sexual action they were
- referring to in the Canadian letter. . . .- Tr. 427-428.
- In petitioner's home, the Government found the Bare
- Boys magazines and materials that the Government had
- sent to him in the course of its protracted investigation, but
- no other materials that would indicate that petitioner
- collected or was actively interested in child pornography.
- Petitioner was indicted for violating 18 U. S. C.
- 2552(a)(2)(A). The trial court instructed the jury on the
- petitioner's entrapment defense, petitioner was convicted,
- and a divided Court of Appeals for the Eighth Circuit,
- sitting en banc, affirmed, concluding that -Jacobson was not
- entrapped as a matter of law.- 916 F. 2d 467, 470 (1990).
- We granted certiorari. 499 U. S. ____ (1991).
-
- II
- There can be no dispute about the evils of child pornogra-
- phy or the difficulties that laws and law enforcement have
- encountered in eliminating it. See generally Osborne v.
- Ohio, 495 U. S. 103, 110 (1990); New York v. Ferber, 458
- U. S. 747, 759-760 (1982). Likewise, there can be no
- dispute that the Government may use undercover agents to
- enforce the law. ``It is well settled that the fact that officers
- or employees of the Government merely afford opportunities
- or facilities for the commission of the offense does not
- defeat the prosecution. Artifice and stratagem may be em-
- ployed to catch those engaged in criminal enterprises.''
- Sorrells v. United States, 287 U. S. 435, 441 (1932);
- Sherman v. United States, 356 U. S., at 372; United States
- v. Russell, 411 U. S. 423, 435-436 (1973).
- In their zeal to enforce the law, however, Government
- agents may not originate a criminal design, implant in an
- innocent person's mind the disposition to commit a criminal
- act, and then induce commission of the crime so that the
- Government may prosecute. Sorrells, supra, at 442;
- Sherman, supra, at 372. Where the Government has
- induced an individual to break the law and the defense of
- entrapment is at issue, as it was in this case, the prosecu-
- tion must prove beyond reasonable doubt that the defen-
- dant was disposed to commit the criminal act prior to first
- being approached by Government agents. United States v.
- Whoie, 288 U. S. App. D. C. 261, 263-264, 925 F. 2d 1481,
- 1483-1484 (1991).
- Thus, an agent deployed to stop the traffic in illegal drugs
- may offer the opportunity to buy or sell drugs, and, if the
- offer is accepted, make an arrest on the spot or later. In
- such a typical case, or in a more elaborate ``sting'' operation
- involving government-sponsored fencing where the defen-
- dant is simply provided with the opportunity to commit a
- crime, the entrapment defense is of little use because the
- ready commission of the criminal act amply demonstrates
- the defendant's predisposition. See United States v.
- Sherman, 200 F. 2d 880, 882 (CA2 1952). Had the agents
- in this case simply offered petitioner the opportunity to
- order child pornography through the mails, and petition-
- er-who must be presumed to know the law- had promptly
- availed himself of this criminal opportunity, it is unlikely
- that his entrapment defense would have warranted a jury
- instruction. Mathews v. United States, 485 U. S. 58, 66
- (1988).
- But that is not what happened here. By the time
- petitioner finally placed his order, he had already been the
- target of 26 months of repeated mailings and communica-
- tions from Government agents and fictitious organizations.
- Therefore, although he had become predisposed to break the
- law by May 1987, it is our view that the Government did
- not prove that this predisposition was independent and not
- the product of the attention that the Government had
- directed at petitioner since January 1985. Sorrells, supra,
- at 442; Sherman, 356 U. S., at 372.
- The prosecution's evidence of predisposition falls into two
- categories: evidence developed prior to the Postal Service's
- mail campaign, and that developed during the course of the
- investigation. The sole piece of preinvestigation evidence
- is petitioner's 1984 order and receipt of the Bare Boys
- magazines. But this is scant if any proof of petitioner's
- predisposition to commit an illegal act, the criminal
- character of which a defendant is presumed to know. It
- may indicate a predisposition to view sexually-oriented
- photographs that are responsive to his sexual tastes; but
- evidence that merely indicates a generic inclination to act
- within a broad range, not all of which is criminal, is of little
- probative value in establishing predisposition.
- Furthermore, petitioner was acting within the law at the
- time he received these magazines. Receipt through the
- mails of sexually explicit depictions of children for noncom-
- mercial use did not become illegal under federal law until
- May 1984, and Nebraska had no law that forbade
- petitioner's possession of such material until 1988. Neb.
- Rev. Stat. 28-813.01 (1989). Evidence of predisposition to
- do what once was lawful is not, by itself, sufficient to show
- predisposition to do what is now illegal, for there is a
- common understanding that most people obey the law even
- when they disapprove of it. This obedience may reflect a
- generalized respect for legality or the fear of prosecution,
- but for whatever reason, the law's prohibitions are matters
- of consequence. Hence, the fact that petitioner legally
- ordered and received the Bare Boys magazines does little to
- further the Government's burden of proving that petitioner
- was predisposed to commit a criminal act. This is particu-
- larly true given petitioner's unchallenged testimony was
- that he did not know until they arrived that the magazines
- would depict minors.
- The prosecution's evidence gathered during the investiga-
- tion also fails to carry the Government's burden. Petiti-
- oner's responses to the many communications prior to the
- ultimate criminal act were at most indicative of certain
- personal inclinations, including a predisposition to view
- photographs of preteen sex and a willingness to promote a
- given agenda by supporting lobbying organizations. Even
- so, petitioner's responses hardly support an inference that
- he would commit the crime of receiving child pornography
- through the mails. Furthermore, a person's inclinations
- and ``fantasies . . . are his own and beyond the reach of
- government . . . . Paris Adult Theatre I v. Slaton, 413 U. S.
- 49, 67 (1973); Stanley v. Georgia, 394 U. S. 557, 565-566
- (1969).
- On the other hand, the strong arguable inference is that,
- by waving the banner of individual rights and disparaging
- the legitimacy and constitutionality of efforts to restrict the
- availability of sexually explicit materials, the Government
- not only excited petitioner's interest in sexually explicit
- materials banned by law but also exerted substantial
- pressure on petitioner to obtain and read such material as
- part of a fight against censorship and the infringement of
- individual rights. For instance, HINT described itself as
- ``an organization founded to protect and promote sexual
- freedom and freedom of choice'' and stated that ``the most
- appropriate means to accomplish [its] objectives is to
- promote honest dialogue among concerned individuals and
- to continue its lobbying efforts with State Legislators.''
- Record, Defendant's Exhibit 113. These lobbying efforts
- were to be financed through catalogue sales. Ibid. Mail-
- ings from the equally fictitious American Hedonist Society,
- id., Government Exhibit 7, and the correspondence from the
- non-existent Carl Long, id., Defendant's Exhibit 5, endorsed
- these themes.
- Similarly, the two solicitations in the spring of 1987
- raised the spectre of censorship while suggesting that
- petitioner ought to be allowed to do what he had been
- solicited to do. The mailing from the Customs Service
- referred to ``the worldwide ban and intense enforcement on
- this type of material,'' observed that ``what was legal and
- commonplace is now an `underground' and secretive
- service,'' and emphasized that ``[t]his environment forces us
- to take extreme measures'' to insure delivery. Id., Govern-
- ment Exhibit 22. The Postal Service solicitation described
- the concern about child pornography as ``hysterical non-
- sense,'' decried ``international censorship,'' and assured
- petitioner, based on consultation with ``American solicitors''
- that an order that had been posted could not be opened for
- inspection without authorization of a judge. Id., Govern-
- ment Exhibit 1. It further asked petitioner to affirm that
- he was not a government agent attempting to entrap the
- mail order company or its customers. Ibid. In these
- particulars, both government solicitations suggested that
- receiving this material was something that petitioner ought
- to be allowed to do.
- Petitioner's ready response to these solicitations cannot
- be enough to establish beyond reasonable doubt that he was
- predisposed, prior to the Government acts intended to
- create predisposition, to commit the crime of receiving child
- pornography through the mails. See Sherman, 356 U. S.,
- at 374. The evidence that petitioner was ready and willing
- to commit the offense came only after the Government had
- devoted 2- years to convincing him that he had or should
- have the right to engage in the very behavior proscribed by
- law. Rational jurors could not say beyond a reasonable
- doubt that petitioner possessed the requisite predisposition
- prior to the Government's investigation and that it existed
- independent of the Government's many and varied ap-
- proaches to petitioner. As was explained in Sherman,
- where entrapment was found as a matter of law, ``the
- Government [may not] pla[y] on the weaknesses of an
- innocent party and beguil[e] him into committing crimes
- which he otherwise would not have attempted.'' Id., at 376.
- Law enforcement officials go too far when they -implant
- in the mind of an innocent person the disposition to commit
- the alleged offense and induce its commission in order that
- they may prosecute.- Sorrels, 287 U. S., at 442 (emphasis
- added). Like the Sorrels court, we are -unable to conclude
- that it was the intention of the Congress in enacting this
- statute that its processes of detection and enforcement
- should be abused by the instigation by government officials
- of an act on the part of persons otherwise innocent in order
- to lure them to its commission and to punish them.- Id., at
- 448. When the Government's quest for convictions leads to
- the apprehension of an otherwise law-abiding citizen who,
- if left to his own devices, likely would have never run afoul
- of the law, the courts should intervene.
- Because we conclude that this is such a case and that the
- prosecution failed, as a matter of law, to adduce evidence to
- support the jury verdict that petitioner was predisposed,
- independent of the Government's acts and beyond a
- reasonable doubt, to violate the law by receiving child
- pornography through the mails, we reverse the Court of
- Appeals' judgment affirming the conviction of Keith
- Jacobson.
- It is so ordered.
-